Investment and Stock Broker Fraud Attorney
Causes of Stock Broker Fraud Complaints
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Editor: Kristian Rasmussen
Profession: Investment Fraud Lawyer
Category: Investment Fraud News
With stockbroker fraud on the rise, it is important for investors to understand the risks of using a stockbroker and do their research on prospective brokers and their firms. There are many causes of action in arbitrations and mediations involving securities fraud disputes.
Common causes of these disputes include margin calls, churning, unauthorized trading, failure to supervise, negligence, omission of facts, breach of fiduciary duty, unsuitability, misrepresentation, online trading, industry employment disputes and shareholder fraud.
If you have been victimized by securities fraud or broker malfeasance, it may be important to contact an attorney who can help you protect your legal rights. Please keep in mind that there may be time limits within which you must commence suit.
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